Securities Times reporter Cheng Dan
Yesterday, the National Equities Exchange and Quotations and the Beijing Stock Exchange issued the "Notice on Further Optimizing Regulatory Services to Support Several Measures for the Recovery and Development of Severely Affected Areas and Industries", and introduced 24 measures to optimize self-regulatory services in light of the actual market conditions to further increase regulatory flexibility. , Raise the service temperature.
Specifically, the first is to ensure the normal progress of the review and issuance business of the Beijing Stock Exchange.Smooth online communication channels before filing.Ensure the normal progress of the audit work of enterprises in areas and industries severely affected by the epidemic.In accordance with regulations, the time limit for responding to inquiries on issuance and listing, major asset restructuring, and refinancing review will be extended.Relaxation of submission requirements such as document signing.Strengthen the guidance to lead underwriters and issuers in accordance with the principle of "one enterprise, one policy".The second is to optimize the relevant arrangements for the review business of the New Third Board.Implement the "green channel" for application for listing, directional issuance, M&A and reorganization acceptance review, and realize the connection of special personnel, special review, immediate report and review, and immediate suspension (office) after review.Relax the time limit for business declarations related to listing review, targeted issuance, and major asset restructuring.The requirements for submission of documents such as signatures are relaxed, and it is allowed to provide electronically scanned documents with signature pages.The third is to facilitate enterprises to carry out information disclosure, corporate governance and other work.Before the end of 2022, the information disclosure period of listed companies and listed companies will be extended to 23:00.Appropriately relax the requirements for the submission of business documents, and some businesses are allowed to temporarily sign on behalf of the company entity with a signature after obtaining the corresponding authorization.Support listed companies and listed companies to hold company "three meetings" online.The fourth is to support intermediaries to develop related businesses flexibly.The on-site verification arrangement of listed companies is flexible, allowing intermediaries to conduct remote verification online on the premise of ensuring the quality of verification. If it is difficult to clarify the verification conclusion through remote methods, an extension application can be submitted.Support securities companies to conduct business through off-site methods such as telephone and network.Appropriately relax the time limit for reporting the practice data of securities companies.Fifth, facilitate arrangements for acceptance, ceremonies, investor services and other services.Handle various acceptance services such as agreement transfer, review application, preferred stock issuance, and membership of the Beijing Stock Exchange through off-site methods.
【Editor: Shao Wanyun】
