Every reporter Ren Fei Every editor Peng Shuiping
On July 7, the Tibet Securities Regulatory Bureau issued an announcement to order the Magpie Wealth Fund Sales Co., Ltd. to suspend related businesses.After verification, it was found that the company was involved in a number of violations in terms of business management, internal control and information technology, including the failure to report the number of employees with qualifications below the statutory requirements, and the failure of sales and compliance personnel to conduct internal review of sales recommendation materials. , The risk detection mechanism and the effectiveness evaluation of the implementation have not been carried out.According to relevant laws and regulations, the company has been ordered by the Tibet Securities Regulatory Bureau to suspend the supervision and management measures of related business for 6 months.
(Editor in charge: Li Rong)
